Journal of Mechatronics and Artificial Intelligence
Vol. 3 No. 2 (2026): [ONLINE FIRST] JMAI: December 2026

Excitation-Aware Innovation-Adaptive Dual Extended Kalman Filter for Sensorless Induction-Motor Drives

Quang Luong Vu (Missile Faculty, Air Defence-Air Force Academy, Hanoi, Vietnam)
Thi Minh Trinh (Basic Sciences Faculty, Air Defence-Air Force Academy, Hanoi, Vietnam)



Article Info

Publish Date
15 Dec 2026

Abstract

Mechanical speed sensors increase cost, wiring, maintenance requirements, and potential failure points in induction-motor drives, while sensorless estimation remains difficult during low-speed operation, load transients, resistance drift, and speed reversal. This study proposes an excitation-aware innovation-adaptive dual extended Kalman filter (EAIA-DEKF) for simultaneous estimation of mechanical speed, load torque, rotor flux, and stator resistance. The observer combines a six-state extended Kalman filter, a scalar resistance estimator, an amplitude-based excitation gate, bounded innovation-energy covariance adaptation, parameter projection, and the Joseph covariance update. The resistance-dependent current model is retained in both prediction and linearization. A 4.2 s numerical study includes low-speed startup, frequency transitions, load changes, a 52% thermal rise in stator resistance, and speed reversal. Three EAIA-DEKF parameter sets are evaluated under identical data and compared with a fixed-covariance EKF and a current-model MRAS benchmark. The selected set achieves a speed root-mean-square error of 0.2213 rad/s, compared with 2.5112 rad/s for the fixed EKF and 12.3041 rad/s for MRAS. Relative to the fixed EKF, the load-torque and rotor-flux errors decrease by 54.82% and 90.11%, respectively. The coordinated state and parameter branches therefore improve transient tracking without allowing the estimated quantities to diverge. The results show that the proposed observer maintains bounded, accurate estimation under the investigated electrical, mechanical, and parameter variations.

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Journal Info

Abbrev

jmai

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Subject

Description

The Journal of Mechatronics and Artificial Intelligence (JMAI) (E-ISSN 3048-4227 P-ISSN 3062-729X) serves as a platform for disseminating scholarly research related to the fields of mechatronics and artificial intelligence, as well as related sub-disciplines. We extend an invitation to researchers, ...